Compliance Administrator, Compliance – Vancouver – Job # 3367

Description:

Canaccord Financial Inc. is a leading independent, full-service financial services firm, with operations in two principal segments of the securities industry: wealth management and global capital markets.

Since its establishment in 1950, Canaccord has been driven by an unwavering commitment to building lasting client relationships. We achieve this by generating value through comprehensive investment solutions, brokerage services and investment banking services for our individual, institutional and corporate clients. Canaccord has 64 offices worldwide, including 42 Wealth Management offices located across Canada, the UK and Europe. Canaccord Genuity, the international capital markets division, operates in Canada, the U.S., the U.K., France, Germany, Ireland, China, Hong Kong, Singapore, Australia and Barbados.

Canaccord Genuity Corp. (Canadian operations) is looking for a knowledgeable team player to join our Compliance department. This position is responsible primarily for Estate Administration, CRA Notices, Third Party and AML review.

Responsibilities

Third Party Review and escalation to Chief Anti-Money Laundering Officer;
Manage documentation requirements for Estate accounts and fund disbursements;
Manage documentation regarding CRA and Legal action notices for client accounts;
Third Party Testing and Surveillance;
Outside Pro Account Review;
Compile and format data to direct reports for the purposes of Regulatory filings;
Other responsibilities as assigned.

Skills & Qualifications

The successful candidate must enjoy working in a high volume, routine work environment, and must have the following skills and qualifications:

Experience in the brokerage industry or in a back office environment is required;
Estate and CRA documentation experience an asset;
Excellent organizational and time management skills, complemented by the ability to work well under pressure to meet tight deadlines;
Proficiency with MS Word, Excel and Outlook is required;
Experience with Dataphile required;
Detail-oriented and accurate;
Ability to work in a fast paced team environment;
Canadian Securities courses (CSC and CPH) highly recommended.

Qualified applicants are invited to submit a resume and covering letter including salary expectations. All applications will be held in strict confidence.

In order to be considered for employment at Canaccord, candidates selected for interviews will be required to show proof of citizenship, permanent residence or eligibility to work in Canada with no restrictions.

We wish to thank all candidates for their interest but only those applicants selected for an interview will be contacted. No phone calls please. Thank you for your understanding.

To apply, please visit our Careers Site:

http://jobs.canaccord.com/index.php?m=portal&a=details&jobOrderID